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Tiffany Sue Kent

Wealth Engagement

Atlanta, GA

CRD 4428144

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Employer firm

Wealth Engagement CRD 310438

$105M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Engagement

3715 Northside Parkway Nw, Building 100 Ste 500, Atlanta, GA 30327 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-10-02
  • GA RA
    APPROVED
    Since 2020-10-02

Branch Locations

3715 Northside Parkway Nw, Building 100 Ste 500, Atlanta, GA 30327 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Atlanta GA 02/2018 08/2020
Unemployed Houston TX 02/2016 01/2018
Wealth Engagement Llc Atlanta GA 09/2020 Present
  • 02/2018 → 08/2020
    Sanford C. Bernstein & Co., Llc
    Atlanta, GA
  • 02/2016 → 01/2018
    Unemployed
    Houston, TX
  • 09/2020 → Present
    Wealth Engagement Llc
    Atlanta, GA
Previous Registrations
  • 2018-03-09 → 2020-09-01
    Atlanta, GA
  • 2015-01-08 → 2016-03-04
    Friedberg Investment Management, Inc.
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-03-31
S65 Uniform Investment Adviser Law Examination 2014-10-02
  • S63 Uniform Securities Agent State Law Examination
    2018-03-31
  • S65 Uniform Investment Adviser Law Examination
    2014-10-02
Designations
  • Certified Financial Planner
Other Names
  • Tiffany Sue Darling

View on SEC IAPD

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