Ethan David Schuchman

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2012-12-20

MD RA
APPROVED

Since 2012-12-20

Branch Locations

2835 Smith Ave Suite 203, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Baltimore	MD	12/2012	Present

12/2012 → Present

Lpl Financial

Baltimore, MD

Previous Registrations

2011-09-08 → 2012-12-20

Nationwide Securities, Llc

Baltimore, MD
2002-06-26 → 2011-08-18

Cetera Wealth Services, Llc

Owing Mills, MD

Baltimore, MD

Teaneck, NJ

Other Businesses

1. 12/20/2012 - CROSS COUNTRY WEALTH MANAGEMENT/ DBA ONLY/ 100%/ BALTIMORE, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-05-08
S66	Uniform Combined State Law Examination	2001-08-13

S63 Uniform Securities Agent State Law Examination

2006-05-08
S66 Uniform Combined State Law Examination

2001-08-13

Other Names

Ethan David Schuchman

View on SEC IAPD

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Other Investors

JOHN VINCENT REILLY

ARTHUR SHELDON KARAFIN

MEREDITH ANNE MOWEN

MICHAEL ANTHONY MCANDREW

Lauren Kathleen Krieger

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ROBERT SCOTT PIERCE

Other Offices

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD

PATIENT CAPITAL MANAGEMENT, LLC · BALTIMORE, MD

1919 INVESTMENT COUNSEL, LLC · BALTIMORE, MD

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD

TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

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