Charlie Leonard Gipple

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2017
  Partners Advantage Insurance
  Riverside, CA
• 08/2017 → 10/2018
  North American Life
  West Des Moines, IA
• 04/2019 → Present
  Integrity Alliance, Llc
  Johnston, IA
• 12/2018 → Present
  Cg Financial Group
  Johnston, IA

Previous Registrations

• 2011-01-06 → 2012-12-03
  Voya Financial Advisors, Inc.
  Windsor, CT
  Minneapolis, MN
• 2009-09-21 → 2010-12-31
  Directed Services Llc
  Des Moines, IA
  West Chester, PA
  West Chester, PA
  Des Moines, IA

Other Businesses

1) CG Financial Group, LLC; not investment related; 7629 Silverstone Ct, Johnston, Iowa 50131; Owner; Brokerage firm for insurance products to insurance agents; Started 4/13/18; 50 hours per month, all during trading hours; Educating agents on the details of the various life insurance and fixed annuity products. 2) CG Wealth Management Group - DBA; 7629 Silverstone Ct, Johnston, Iowa 50131; Founder and CEO. Started 5/2019; 40 hours per month, all during trading hours; Securities and Advisory sales. 3) Charlie Gipple; 7629 Silverstone Ct, Johnston, Iowa 50131; agent; Started 01/2002; 40 hours per month, all during trading hours; Insurance sales.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-26
• S65 Uniform Investment Adviser Law Examination
  2009-09-18
• S63 Uniform Securities Agent State Law Examination
  2001-08-25

Designations

• Chartered Financial Consultant

Other Names

• Charles L Gipple