Amber Tamora Phoenix

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Lpl Financial Llc
  Las Vegas, CA

Other Businesses

(1) 05/14/2014: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - INS Types: Life, LTC, Fixed Annuities (2) 02/05/2015: No Business Name - Real Estate Rental - 2556 Chicago St. Unit 31, San Diego, Ca 92110 - Start 02/01/2015 - 1 Hr/Mo; 0 Hours During Securities Trading - rental property owner. (3) 4/26/2018 - Phoenix Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/30/2009 - 40 Hours Per Month/6 Hours During Securities Trading. (4) 10/21/2022 - DATING AND MARRIAGE PERSPECTIVES - Not Investment Related - At Reported Business Location(s) - Other-PODCAST AND SOCIAL MEDIA - SOCIAL MEDIA INFLUENCER - Start Date: 10/03/2022 - 6 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2014-09-04
• S63 Uniform Securities Agent State Law Examination
  2001-10-18