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Current Employers
Cary Street Partners

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-13
MD RA APPROVED 2026-01-05
PA RA APPROVED 2025-12-26
NY RA APPROVED 2025-12-24
CA RA APPROVED 2025-02-11
NC RA APPROVED 2019-01-08
TX RA APPROVED_RES 2019-01-07
VA RA APPROVED 2007-06-22
  • FL RA
    APPROVED
    Since 2026-04-13
  • MD RA
    APPROVED
    Since 2026-01-05
  • PA RA
    APPROVED
    Since 2025-12-26
  • NY RA
    APPROVED
    Since 2025-12-24
  • CA RA
    APPROVED
    Since 2025-02-11
  • NC RA
    APPROVED
    Since 2019-01-08
  • TX RA
    APPROVED_RES
    Since 2019-01-07
  • VA RA
    APPROVED
    Since 2007-06-22

Branch Locations

250 Executive Center Parkway, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cary Street Partners Llc Fredericksburg VA 06/2007 Present
  • 06/2007 → Present
    Cary Street Partners Llc
    Fredericksburg, VA
Previous Registrations
  • 2004-09-02 → 2007-06-28
    Fredericksburg, VA
    Fredericksburg, VA
  • 2001-11-09 → 2004-08-17
    Legg Mason Wood Walker, Incorporated
    Fredericksburg, VA
Other Businesses

2G40 (microbrewery for craft cider and beer), not investment related, owner/partner, located in Spotsylvania VA, do have control over the assets but is not compensated at this time. Devotes 0 market hours per month and 40 non market hours per month Executor and Beneficiary, for long-term friend; Investment Related; Executor and Beneficiary; 2010-03-18, 0 hours per month, 0 hours per month during trading hours; Named Beneficiary in my best friends estate. Executor or Successor Trustee for 3 employees - Pineda, Herrick, and Stewart; investment related; Executor or Successor Trustee; 0 per month; 0 per trading hours; Serve as a trustee after passing of spouse Other Business Name: Pamplin College of Business, Virginia Tech Address:Blacksburg, VA 24061 Investment-Related?No Nature of the Other Business:Educational Postion at Other Business:Advisory Board for the Financial Planning Major, involes no investment advice or handling of funds. Title at Other Business:Board Member Relationship with Other BusinessBoard Member Start Date of your Relationship:Jun-24 Approximate Hours/Month devoted to other business:8 Number of Hours devoted to other business during securities trading hours:2 Description of duties related to other Business:Role includes creating a curriculum structure for a college course focused on teaching students to succeed in the financial planning industry. No compensation is provided. Other Business Name: Fish Camp, LLC Address:8207 Lee Jackson Circle, Sponsylvania, VA 22553 Investment-Related?No Nature of the Other Business:Real Estate Postion at Other Business:Managing Partner Title at Other Business:Managing Partner Relationship with Other BusinessNo Start Date of your Relationship:9/13/2024 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:Yes Approximate Hours/Month devoted to other business:4 Number of Hours devoted to other business during securities trading hours:4 Will you be compensated for the OBA?:Yes Description of duties related to other Business:Potential rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-11
  • S66 Uniform Combined State Law Examination
    2001-10-11

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