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901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-13 |
| MD | RA | APPROVED | 2026-01-05 |
| PA | RA | APPROVED | 2025-12-26 |
| NY | RA | APPROVED | 2025-12-24 |
| CA | RA | APPROVED | 2025-02-11 |
| NC | RA | APPROVED | 2019-01-08 |
| TX | RA | APPROVED_RES | 2019-01-07 |
| VA | RA | APPROVED | 2007-06-22 |
Branch Locations
250 Executive Center Parkway, Fredericksburg, VA 22401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cary Street Partners Llc | Fredericksburg | VA | 06/2007 | Present |
2G40 (microbrewery for craft cider and beer), not investment related, owner/partner, located in Spotsylvania VA, do have control over the assets but is not compensated at this time. Devotes 0 market hours per month and 40 non market hours per month Executor and Beneficiary, for long-term friend; Investment Related; Executor and Beneficiary; 2010-03-18, 0 hours per month, 0 hours per month during trading hours; Named Beneficiary in my best friends estate. Executor or Successor Trustee for 3 employees - Pineda, Herrick, and Stewart; investment related; Executor or Successor Trustee; 0 per month; 0 per trading hours; Serve as a trustee after passing of spouse Other Business Name: Pamplin College of Business, Virginia Tech Address:Blacksburg, VA 24061 Investment-Related?No Nature of the Other Business:Educational Postion at Other Business:Advisory Board for the Financial Planning Major, involes no investment advice or handling of funds. Title at Other Business:Board Member Relationship with Other BusinessBoard Member Start Date of your Relationship:Jun-24 Approximate Hours/Month devoted to other business:8 Number of Hours devoted to other business during securities trading hours:2 Description of duties related to other Business:Role includes creating a curriculum structure for a college course focused on teaching students to succeed in the financial planning industry. No compensation is provided. Other Business Name: Fish Camp, LLC Address:8207 Lee Jackson Circle, Sponsylvania, VA 22553 Investment-Related?No Nature of the Other Business:Real Estate Postion at Other Business:Managing Partner Title at Other Business:Managing Partner Relationship with Other BusinessNo Start Date of your Relationship:9/13/2024 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:Yes Approximate Hours/Month devoted to other business:4 Number of Hours devoted to other business during securities trading hours:4 Will you be compensated for the OBA?:Yes Description of duties related to other Business:Potential rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-11 |
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