Daniel Naumann

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Malden, MA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-12-15 → 2021-06-09
  Voya Financial Advisors, Inc.
  Malden, MA
  Windsor, CT
  Braintree, MA
  Braintree, MA
  Malden, MA
  Braintree, MA
  Windsor, CT
• 2011-08-04 → 2014-05-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  New York, NY
  Boston, MA
  Pennington, NJ
  Boston, MA
• 2009-12-09 → 2011-05-12
  Citizens Securities, Inc.
  Medford, MA
  Saugus, MA
  Belmont, MA
  Beverly, MA
  Beverly, MA
  Lexington, MA
  Stoneham, MA
  Woburn, MA
  Swampscott, MA
  Bedford, MA
• 2008-02-13 → 2009-02-19
  Putnam Investment Management, Llc
  Boston, MA
• 2006-06-09 → 2008-02-08
  Putnam Investment Management, Llc
  Boston, MA
  Redondo Beach, CA

Other Businesses

NAME OF ENTITY:Everett Public Schools; No; 121 VINE STREET; EVERETT; MA; 02149; Scorekeeper for high school hockey; Score keeper; 10/1/2009; 10; 0; keep score and announce names|

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-25
• S63 Uniform Securities Agent State Law Examination
  2001-12-19