Kevin William O'hanlon

Current Employers

Rockford Financial Planning

Wilmington, DE • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-12-03
MD	RA	APPROVED	2021-11-22
DE	RA	APPROVED	2021-03-29

PA RA
APPROVED

Since 2021-12-03
MD RA
APPROVED

Since 2021-11-22
DE RA
APPROVED

Since 2021-03-29

Branch Locations

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Wilmington	DE	06/2001	03/2021
Rockford Financial Planning Llc	Wilmington	DE	03/2021	Present

06/2001 → 03/2021

Ameriprise Financial Services, Inc.

Wilmington, DE
03/2021 → Present

Rockford Financial Planning Llc

Wilmington, DE

Previous Registrations

2002-08-12 → 2021-04-05

Ameriprise Financial Services, Llc

Wilmington, DE

Wilmington, DE

Other Businesses

(1) Real Estate Ownership; Single Family; Wilmington, DE 19806; July 2011. Kevin O'Hanlon is currently a rental property owner/manager for this property. This activity takes place outside of trading hours. (2) Kevin O'Hanlon is the managing member of Rockford Tax, LLC. Currently this entity does not conduct any business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-09-19

S66 Uniform Combined State Law Examination

2001-09-19

Designations

Other Names

Kevin William O'HAnlon
Kevin William O Hanlon

View on SEC IAPD