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David Lo

Equitable Advisors, LLC

Wall, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-06-19
  • NJ RA
    APPROVED
    Since 2002-06-19

Branch Locations

1967 Highway 34 Building C, Suite 201, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2002 06/2020
Equitable Advisors, Llc New York NY 05/2002 Present
Other Businesses

VARIOUS OUTSIDE INSURANCE CARRIERS, ZENITH MARKETING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-18
S63 Uniform Securities Agent State Law Examination 2001-10-08
  • S65 Uniform Investment Adviser Law Examination
    2002-06-18
  • S63 Uniform Securities Agent State Law Examination
    2001-10-08

View on SEC IAPD

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