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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-07
SC RA APPROVED 2004-03-10
  • TX RA
    APPROVED_RES
    Since 2009-01-07
  • SC RA
    APPROVED
    Since 2004-03-10

Branch Locations

Folly Beach, SC • United States

1301 Gervais St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 12/2003 Present
Bank Of America, Na Columbia SC 12/2009 Present
Other Businesses

I*133737 For profit or not for profit: Non-Profit Organization Name of outside business organization: Midlands Junior Golf Foundation Investment related: N Address of business: Columbia, South Carolina 29201 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 2/20/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: The organization is a Youth Development program that works directly with the First Tee of Columbia. The primary function is to provide golf programs to inner-city youth. My function is to work with the foundation on fund raising.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-20
  • S66 Uniform Combined State Law Examination
    1999-10-20

View on SEC IAPD

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