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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-06-29
CA RA APPROVED 2019-05-01
FL RA APPROVED 2019-04-29
TX RA APPROVED 2019-04-16
  • GA RA
    APPROVED
    Since 2023-06-29
  • CA RA
    APPROVED
    Since 2019-05-01
  • FL RA
    APPROVED
    Since 2019-04-29
  • TX RA
    APPROVED
    Since 2019-04-16

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clearwater FL 08/2005 04/2019
Bank Of America, N.A. Tampa FL 08/2011 04/2019
Ubs Financial Services Inc. St. Petersburg FL 04/2019 Present
Previous Registrations
Other Businesses

1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION / NAME OF OUTSIDE BUSINESS ORGANIZATION: HUNGRY BULL PRODUCTIONS LLC / INVESTMENT RELATED: N / ADDRESS OF BUSINESS: TAMPA, FLORIDA 33611 / NATURE OF BUSINESS: LLC / POSITION, TITLE, ASSOCIATION: OWNER / START DATE OF RELATIONSHIP: 7/12/2012 / NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY / NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 / DUTIES: I INVESTED INTO FILMS, THESE ARE FAMILY TYPE FILMS IN THE PG AND PG13. NONE ARE RELATED TO THE FINANCIAL BUSINESS. NO CLIENTS ARE INVOLVED. / Producer of film / set up film with crew, cast and locations. / Start Date 11/1/2018 /// 2) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION / NAME OF OUTSIDE BUSINESS ORGANIZATION: ALBION MOVIE INC. / INVESTMENT RELATED: N / ADDRESS OF BUSINESS: BRADENTON, FLORIDA 34205 / NATURE OF BUSINESS: CORPORATION / POSITION, TITLE, ASSOCIATION: OTHER, PRODUCER 6% OWNER OF FILM / START DATE OF RELATIONSHIP: 7/1/2015 / NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY / NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 / DUTIES: I AM A PRODUCER OF A FILM FOR ALBION MOVIE INC. THE FILM IS PG RATED AND IS A CHILDRENS FILM. /// 3) For profit or not for profit: For-Profit Organization / Name of outside business organization: Pinstripe Productions, LLC. / Investment related: N / Address of business: Tampa, Florida 33611 / Nature of business: LLC / Position, title, association: Owner / Start date of relationship: 8/8/2018 / Number of hours devoted: 8 hour(s) Monthly / Number of hours devoted during trading hours: 0 / Duties: This is a film production company. We will be making family and action films. I will be organizing the structure of the films and overseeing development of different projects. /// 4) Skyman Productions, LLC./investment related? ; yes/3109 W Wallcraft Avenue, Tampa, 33611 US/ Proprietor / owner/ it is a entity for a film production/ start date: 4/7/2020 /// 5) Yellow Eyes Production, LLC. / Company / It's a film company that is used to produce a feature film that is a suspense, drama / Other / Producer / As a producer, I assist with making the feature film by working with actors, locations and crew /// 6) A Manor Lady Film, LLC / Company / Film production / Other / Producer / Organize logistics for film, work with actors and their managers. help secure locations and work with distributors. /// 7) 125 Joyce Street LLC / Company / real estate purchase and rental / Proprietor / owner / owner of house and handle rental 8) Mack & Rita Inc., It's a movie film company, Executive Producer, provide oversight and guidance to film production, start date-3/22/2021, BradentonFlorida United States-34205.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-30
  • S66 Uniform Combined State Law Examination
    2001-10-30
Other Names
  • Joseph Jerome Restaino

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