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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-10
  • FL RA
    APPROVED
    Since 2016-08-10

Branch Locations

238 S Washington Blvd, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Sarasota FL 07/2016 Present
Previous Registrations
  • 2010-10-19 → 2013-08-16
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Sarasota, FL
  • 2006-11-13 → 2009-03-05
    Banc Of America Investment Services, Inc.
    Sarasota, FL
  • 2001-08-06 → 2002-11-19
    Morgan Stanley Dw Inc.
    Sarasota, FL
Other Businesses

A VERY GOOD DAY !, LLC, INVT RELATED, BRANDENTON, FL, 100% OWNERSHIP, START 12/21/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; AGENT; START 06/16/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING HOURS; PROCESS FINET APPROVED OUTSIDE INSURANCE RELATED BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-09
  • S66 Uniform Combined State Law Examination
    2006-11-09
Designations
Other Names
  • Daniel A Hoffe

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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