Aaron Matthew Gagnier

Employer firm

Success Wealth Management LLC CRD 299094

$110M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2017
  Lincoln Investment
  Wyncote, PA
• 07/2015 → Present
  Independent Agent Dba Charter Financial Group
  Warwick, RI
• 12/2017 → 01/2019
  Questar Asset Management
  Minneapolis, MN
• 01/2019 → Present
  Success Wealth Management, Llc
  Wexford, PA
• 11/2016 → 11/2017
  Capital Analysts
  Warwick, RI

Previous Registrations

• 2017-12-20 → 2019-01-23
  Questar Asset Management, Inc.
  Warwick, RI
  Minneapolis, MN
• 2016-08-02 → 2017-11-06
  Lincoln Investment
  Fort Washington, PA
  Warwick, RI
• 2016-11-10 → 2017-11-06
  Capital Analysts
  Warwick, RI
• 2004-10-14 → 2006-08-10
  Valic Financial Advisors, Inc.
  Burlington, MA
  Waltham, MA
• 2003-03-04 → 2004-09-25
  Ameriprise Financial Services, Llc
  Cranston, RI

Other Businesses

INDEPENDENT AGENT DBA CHARTER FINANCIAL GROUP POSITION: District Vice President NATURE: Insurance DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2018 ADDRESS: Warwick RI 02886, United States DESCRIPTION: Manage 15 agents

Exams

• S66 Uniform Combined State Law Examination
  2016-07-28
• S65 Uniform Investment Adviser Law Examination
  2003-03-03
• S63 Uniform Securities Agent State Law Examination
  2001-07-26

Other Names

• Aaron M. Gagnier