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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-23
SC RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-23
  • MD RA
    APPROVED
    Since 2025-06-23
  • SC RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

6550 Rock Spring Drive Ste. 535, Bethesda, MD 20817 • United States

West Union, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rockville MD 05/2015 Present
Maryland Financial Group, Inc Rockville MD 05/2015 Present
Private Advisor Group, Llc Morristown NJ 06/2025 Present
  • 05/2015 → Present
    Lpl Financial Llc
    Rockville, MD
  • 05/2015 → Present
    Maryland Financial Group, Inc
    Rockville, MD
  • 06/2025 → Present
    Morristown, NJ
Previous Registrations
  • 2015-05-21 → 2025-07-16
    Maryland Financial Group, Inc.
    Rockville, MD
    Rockville, MD
  • 2008-10-08 → 2015-04-15
    Kestra Investment Services, Llc
    Rockville, MD
    Naples, FL
    Naples, FL
  • 2001-08-22 → 2003-06-27
    Naples, FL
Other Businesses

(1) 06/08/2015: ABC Holdings of the Mid Atlantic and SE - Non-Variable Insurance - Not Inv rel - At Reported Business Location(s) - Start date:05/7/2015 0 Hrs/Mth - 0 Hrs During Trading. (2) 06/09/2015 - IntegriGen Wealth Management - DBA for LPL Business (entity for LPL business) - Inv rel - At Reported Business Location(s) - Start date:06/6/2015 - 160 Hrs/Mth - 7 Hrs During Trading. (3) 06/25/2025 - Samantha Fraelich-Rohe LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/01/2022 - 160 Hours Per Month/120 Hours During Securities Trading. (4) 08/14/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - IAR - At Reported Business Location(s) - Start Date 06/23/2025 - 160 Hrs/Mth - 6 Hrs During Trading.I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-10
  • S66 Uniform Combined State Law Examination
    2008-09-10
Designations
Other Names
  • Samantha Amanda Fraelich
  • Samantha Amanda Fraelich
  • Samantha Amanda Fraelich-Rohe

View on SEC IAPD

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