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Lisa Marie Moavero

Ubs Financial Services Inc.

Pepper Pike, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-04
TX RA APPROVED 2023-08-04
  • OH RA
    APPROVED
    Since 2023-08-04
  • TX RA
    APPROVED
    Since 2023-08-04

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Cleveland OH 08/2006 08/2023
Ubs Financial Services Inc. Pepper Pike OH 08/2023 Present
  • 08/2006 → 08/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Cleveland, OH
  • 08/2023 → Present
    Ubs Financial Services Inc.
    Pepper Pike, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-04
  • S66 Uniform Combined State Law Examination
    2009-06-04
Other Names
  • Lisa Marie Bewley
  • Lisa Marie Bewley

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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