Steven Gerard Wortmann

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 04/2018
  Jackson National Life Distributors Llc
  Pittsburgh, PA
• 06/2018 → 07/2019
  Northwest Bank
  Pittsburgh, PA
• 06/2018 → 07/2019
  Lpl Financial, Llc
  Pittsburgh, PA
• 08/2019 → 02/2020
  Jpmorgan Chase Bank, N.A.
  Pittsburgh, PA
• 08/2019 → 02/2020
  J.P. Morgan Securities Llc
  Pittsburgh, PA
• 05/2018 → 05/2018
  Unemployed
  Freedom, PA
• 03/2020 → 05/2021
  Infinex Investments, Inc.
  Meriden, CT
• 02/2020 → 05/2021
  First Commonwealth Bank
  Pittsburgh, PA
• 07/2021 → 01/2024
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2021 → 01/2024
  Cetera Investment Advisers Llc
  Freedom, PA
• 01/2024 → Present
  Lpl Financial Llc
  New Sewickley Twp,, PA

Previous Registrations

• 2021-08-04 → 2024-01-25
  Cetera Investment Advisers Llc
  Freedom, PA
• 2020-03-04 → 2021-05-24
  Osaic Institutions, Inc.
  Pittsburgh, PA
• 2019-08-28 → 2020-02-13
  J.P. Morgan Securities Llc
  Philadelphia, PA
  Pittsburgh, PA
• 2018-07-03 → 2019-08-08
  Lpl Financial Llc
  Bellevue, PA
  Pittsburgh, PA
  Mckees Rocks, PA
  Wexford, PA
  Sewickley, PA
  Sharpsburg, PA
  Pittsburgh, PA
  Sharpsburg, PA

Other Businesses

1) 01/19/2024 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 01/19/2024 - Steve Wortmann financial Bridges LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 03/05/2024 - Steve Wortmann Financial Bridg - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/08/2024 - 20 Hours Per Month/ 1 Hour During Trading 4) 11/01/2024 - TriBridge Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported business Location(s) - Start Date 10/31/204 - 40 Hours per Month/ 20 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-03
• S63 Uniform Securities Agent State Law Examination
  2007-03-15