Santiago Apodaca

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → 07/2021
  Waddell & Reed, Inc
  Colleyville, TX
• 08/2001 → 07/2021
  Various Insurance Carriers For W&R Insurance Agency
  Colleyville, TX
• 09/2016 → 07/2021
  Tdrs Llc
  Lawton, OK
• 07/2021 → Present
  Lpl Financial Llc
  Colleyville, TX

Previous Registrations

• 2001-11-12 → 2021-07-21
  Waddell & Reed
  Dallas, TX
  Lawton, OK
  Amarillo, TX
  Amarillo, TX
  Fort Worth, TX
  Colleyville, TX
  Amarillo, TX
  Edmond, OK
  Colleyville, TX

Other Businesses

08/2001 - PRESENT, COLLEYVILLE, TX, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT. 09/2016-PRESENT, TDRS LLC, LAWTON, OK, INVESTMENT RELATED:N, LLC, CONSULTANT, 16HRS/MO, 0HRS/MO DURING SECURITY TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2001-11-08

Other Names

• Jimmy Apodaca