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Christine Ann Kaminski

Wells Fargo Clearing Services, LLC

Marlton, NJ

Doylestown, PA

CRD 4426278

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-10-22
  • PA RA
    APPROVED
    Since 2010-10-22

Branch Locations

7000 Lincoln Dr E Ste 301 [Support Center], Marlton, NJ 08053 • United States

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-21
S63 Uniform Securities Agent State Law Examination 2010-09-28
  • S65 Uniform Investment Adviser Law Examination
    2010-10-21
  • S63 Uniform Securities Agent State Law Examination
    2010-09-28
Other Names
  • Christine Ann Campbell

View on SEC IAPD

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