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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-09-07 |
Branch Locations
306 Backbone Rd East Suite 1, Princeton, IL 61356 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments, Inc | Princeton | IL | 03/2015 | 08/2017 |
| Kestra Investment Services, Llc | Princeton | IL | 08/2017 | Present |
| Kestra Advisory Services, Llc | Princeton | IL | 08/2017 | Present |
Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 8/24/2017 HR per month: 31% - 40% (49 - 64 HR) HR per month during trading HR: 31% - 40% (43 - 56 HR) Duties: Investment Advisor Representative Name: Rental property Investment Related: Yes Address: 1245 N Sixth St Princeton IL 61356 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 8/1/2015 HR per month: 0% - 10% (0 - 16 HR) HR per month during trading HR: 0% - 10% (0 - 14 HR) Duties: Secure rental income, pay expenses Name: Bureau County Historical Society Investment Related: No Address: 109 Park Ave West Princeton IL 61356 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 12/1/2015 HR per month: 0% - 10% (0 - 16 HR) HR per month during trading HR: 0% - 10% (0 - 14 HR) Duties: Attend monthly board meetings and periodic committee meetings Name: CAMS Real Estate, Inc. Investment Related: Yes Address: 707 Bryant Circle Dr. Princeton IL 61356 Nature of Business: Real Estate Position, Title or Relationship: President Start Date: 2/1/2015 HR per month: 11% - 20% (17 - 32 HR) HR per month during trading HR: 0% - 10% (0 - 14 HR) Duties: Oversee property activity, rental income, and expenses. Name: Illinois Valley Financial Advisors LLC dba KB Elliott Financial Advisors. Investment Related: Yes Address: 306 Backbone Rd East, Ste. 1 Princeton IL 63156 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, Manager Start Date: 2/1/2015 HR per month: 100%+ (More than 160 HR) HR per month during trading HR: 91% - 100% (127 - 140 HR) Duties: Conduct appropriate business activities and make business-related activity decisions. Name: PRINCETON ROTARY CLUB POSITION: Club President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 16 SECURITIES TRADING HOURS: 7 START DATE: 07/01/2025 ADDRESS: 317 S. Main, Princeton IL 61356, United States DESCRIPTION: Serve as leader of the Board of Directors. Participate is community activities, attend weekly meetings, serve of various committees.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-19 |
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