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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-07
  • IL RA
    APPROVED
    Since 2017-09-07

Branch Locations

306 Backbone Rd East Suite 1, Princeton, IL 61356 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments, Inc Princeton IL 03/2015 08/2017
Kestra Investment Services, Llc Princeton IL 08/2017 Present
Kestra Advisory Services, Llc Princeton IL 08/2017 Present
  • 03/2015 → 08/2017
    Wfg Investments, Inc
    Princeton, IL
  • 08/2017 → Present
    Kestra Investment Services, Llc
    Princeton, IL
  • 08/2017 → Present
    Princeton, IL
Previous Registrations
  • 2015-03-24 → 2017-08-23
    Wfg Advisors, Lp
    Princeton, IL
  • 2013-04-30 → 2015-04-01
    Princeton, IL
    Princeton, IL
    Normal, IL
    Princeton, IL
  • 2006-05-05 → 2013-04-30
    Cetera Investment Services Llc
    Princeton, IL
    Peru, IL
    Genoa, IL
    Huntley, IL
    Hampshire, IL
    Henry, IL
    Minooka, IL
    Oglesby, IL
    Spring Valley, IL
    Princeton, IL
    Depue, IL
    Sandwich, IL
    Somonauk, IL
    Aurora, IL
Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 8/24/2017 HR per month: 31% - 40% (49 - 64 HR) HR per month during trading HR: 31% - 40% (43 - 56 HR) Duties: Investment Advisor Representative Name: Rental property Investment Related: Yes Address: 1245 N Sixth St Princeton IL 61356 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 8/1/2015 HR per month: 0% - 10% (0 - 16 HR) HR per month during trading HR: 0% - 10% (0 - 14 HR) Duties: Secure rental income, pay expenses Name: Bureau County Historical Society Investment Related: No Address: 109 Park Ave West Princeton IL 61356 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 12/1/2015 HR per month: 0% - 10% (0 - 16 HR) HR per month during trading HR: 0% - 10% (0 - 14 HR) Duties: Attend monthly board meetings and periodic committee meetings Name: CAMS Real Estate, Inc. Investment Related: Yes Address: 707 Bryant Circle Dr. Princeton IL 61356 Nature of Business: Real Estate Position, Title or Relationship: President Start Date: 2/1/2015 HR per month: 11% - 20% (17 - 32 HR) HR per month during trading HR: 0% - 10% (0 - 14 HR) Duties: Oversee property activity, rental income, and expenses. Name: Illinois Valley Financial Advisors LLC dba KB Elliott Financial Advisors. Investment Related: Yes Address: 306 Backbone Rd East, Ste. 1 Princeton IL 63156 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, Manager Start Date: 2/1/2015 HR per month: 100%+ (More than 160 HR) HR per month during trading HR: 91% - 100% (127 - 140 HR) Duties: Conduct appropriate business activities and make business-related activity decisions. Name: PRINCETON ROTARY CLUB POSITION: Club President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 16 SECURITIES TRADING HOURS: 7 START DATE: 07/01/2025 ADDRESS: 317 S. Main, Princeton IL 61356, United States DESCRIPTION: Serve as leader of the Board of Directors. Participate is community activities, attend weekly meetings, serve of various committees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-28
S63 Uniform Securities Agent State Law Examination 2004-04-19
  • S65 Uniform Investment Adviser Law Examination
    2006-04-28
  • S63 Uniform Securities Agent State Law Examination
    2004-04-19
Other Names
  • Steve Bouslog

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