Richard Joseph Wilkens

Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Demarco Sciaccotta Wilkens & Dunleavy, Llp
  Frankfort, IL
• 01/2018 → 04/2019
  Forum Financial Management, Lp
  Frankfort, IL
• 02/2020 → 11/2023
  Forum Financial Management, Lp
  Frankfort, IL
• 11/2023 → Present
  Lasalle St. Investment Advisors, Llc
  Elmhurst, IL

Previous Registrations

• 2020-03-30 → 2023-11-07
  Forum Financial Management, Lp
  Frankfort, IL
  Lombard, IL
• 2018-01-24 → 2019-04-23
  Forum Financial Management, Lp
  Frankfort, IL
  Lombard, IL

Other Businesses

1) DeMarco Sciaccotta Wilkens & Dunleavy, LLP; Not investment-related; 20646 Abbey Woods Court North, Suite 201, Frankfort, IL 60423; Certified Public Accountants; Partner; 7/2010; >160 hours/month devoted; >160 hours during securities trading hours; Partner, accounting services, and business advisory services; Elevate CPA Group, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-01-24
• S63 Uniform Securities Agent State Law Examination
  2001-09-19