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Richard George Ringwald

Powers Advisory Group, LLC

Highland, IL

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Current Employers
Powers Advisory Group, Llc

2603 Plaza Drive, Highland, IL 62249 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-11-01
MO RA APPROVED 2017-11-01
TX RA APPROVED 2017-11-01
  • IL RA
    APPROVED
    Since 2017-11-01
  • MO RA
    APPROVED
    Since 2017-11-01
  • TX RA
    APPROVED
    Since 2017-11-01

Branch Locations

2603 Plaza Drive, Highland, IL 62249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus St. Louis MO 06/2001 Present
Commerce Bank Belleville IL 03/2015 10/2017
Powers Advisory Group Llc Highland IL 10/2017 Present
  • 06/2001 → Present
    Stifel Nicolaus
    St. Louis, MO
  • 03/2015 → 10/2017
    Commerce Bank
    Belleville, IL
  • 10/2017 → Present
    Powers Advisory Group Llc
    Highland, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-01
S66 Uniform Combined State Law Examination 2002-05-13
  • S65 Uniform Investment Adviser Law Examination
    2017-11-01
  • S66 Uniform Combined State Law Examination
    2002-05-13

View on SEC IAPD

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