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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-20
IL RA APPROVED 2022-07-11
WI RA APPROVED 2022-07-11
MO RA APPROVED 2022-07-08
IA RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2024-09-20
  • IL RA
    APPROVED
    Since 2022-07-11
  • WI RA
    APPROVED
    Since 2022-07-11
  • MO RA
    APPROVED
    Since 2022-07-08
  • IA RA
    APPROVED
    Since 2018-11-02

Branch Locations

1935 E Ridgeway Ave, Waterloo, IA 50702-3531 • United States

Ontonagon, MI • United States

Independence, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Waterloo IA 06/2003 Present
Christel Manson Insurance Agency Waterloo IA 12/2003 Present
State Farm Investment Management Corp Waterloo IA 08/2018 Present
  • 06/2003 → Present
    State Farm Vp Management Corp
    Waterloo, IA
  • 12/2003 → Present
    Christel Manson Insurance Agency
    Waterloo, IA
  • 08/2018 → Present
    Waterloo, IA
Other Businesses

1) Take 5 in the 906, LLC; Investment; 2627 Quasqueton Diagonal Blvd, Independence, IA 50644; Investment or Commercial Property; officer; 12/1/2020; 10; 0; none. 2) Christel Manson's Insurance Agency; Insurance Agency; Investment-related; 1935 E Ridgeway Ave Waterloo, IA 50702-3531; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2003; 80; 80; Service customers and supervise employees. 3) Take 5 in the 906, LLC; Investment Related; 28842 Shady Ln Rd Ontonagon, MI 49953; Investment or Commercial Property; Owner/President; 07/01/2024; 10; 0; Vacation rental rented on VRBO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-02
S63 Uniform Securities Agent State Law Examination 2001-10-31
  • S65 Uniform Investment Adviser Law Examination
    2018-11-02
  • S63 Uniform Securities Agent State Law Examination
    2001-10-31
Other Names
  • Christel Marie Vorwald
  • Christel Marie Vorwald

View on SEC IAPD

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