Steven H. Bontempi

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Atlanta, GA
• 07/2016 → 05/2024
  Massachusetts Mutual Life Insurance Company
  Peachtree Corners, GA
• 03/2017 → 05/2024
  Mml Investors Services, Llc
  Peachtree Corners, GA
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-25 → 2024-05-20
  Mml Investors Services, Llc
  Peachtree Corners, GA
  Powder Springs, GA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Atlanta, GA
• 2009-04-16 → 2015-01-02
  New England Securities
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
• 2003-06-27 → 2009-04-06
  Equitable Advisors, Llc
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) STEVEN H BONTEMPI, POWDER SPRINGS GA 30127, 08/2005, OWNER, PRIVATE MUSIC LESSONS, NIR, 20 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2-14, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 3) STEVEN H BONTEMPI, 4804 Wilder Cliffs, Powder Springs GA 30127, 05/15/2024, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-25