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Tracy Nicole Levering

Equitable Advisors, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-19
  • NC RA
    APPROVED
    Since 2018-11-19

Branch Locations

11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2015 06/2020
Equitable Advisors, Llc New York NY 06/2015 Present
Other Businesses

Mecklenburg County Register of Deeds 720 East Fourth Street Charlotte, NC 28202, Notary Public, 04/18/2025, 1hr/mo. Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-03
S63 Uniform Securities Agent State Law Examination 2015-09-08
  • S65 Uniform Investment Adviser Law Examination
    2018-11-03
  • S63 Uniform Securities Agent State Law Examination
    2015-09-08
Other Names
  • Tracy Nicole Johnson

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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