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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-10
  • MD RA
    APPROVED
    Since 2023-07-10

Branch Locations

10980 Grantchester Way, Suite 330, Columbia, MD 21044 • United States

22809 Washington St, Leonardtown, MD 20650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Inc. Pittsburgh PA 01/2010 07/2023
Commonwealth Financial Network Waltham MA 07/2023 Present
Cypress Wealth Management Columbia MD 07/2023 Present
  • 01/2010 → 07/2023
    Pnc Investments Inc.
    Pittsburgh, PA
  • 07/2023 → Present
    Waltham, MA
  • 07/2023 → Present
    Cypress Wealth Management
    Columbia, MD
Previous Registrations
  • 2010-02-02 → 2023-07-10
    Solomons, MD
    Lusby, MD
    Hollywood, MD
    Lexington Park, MD
    Lexington Park, MD
    Lusby, MD
    Leonardtown, MD
    Leondardtown, MD
  • 2001-09-28 → 2010-02-04
    Columbia, MD
    Columbia, MD
    Elliott City, MD
    Columbia, MD
    Elliott City, MD
Other Businesses

1. Owner of rental property located in Lexington Park, MD, as of 06/01/2014; 1% of time spent during business hours; Not conducted at branch location; Investment related. 2. Fixed insurance sales; as of 7/07/2023; 5% of time spent during business hours; Conducted at branch location; Investment related. 3. Owner, Sterling III Capital, LLC; an entity created for the purpose of buying, managing, and renting commercial real estate in Leonardtown, MD 20650, as of 05/22/2023; 5% of time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-14
  • S66 Uniform Combined State Law Examination
    2001-09-14
Other Names
  • William O. E. Sterling
  • William D E Sterling

View on SEC IAPD

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