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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-07-10 |
Branch Locations
10980 Grantchester Way, Suite 330, Columbia, MD 21044 • United States
22809 Washington St, Leonardtown, MD 20650 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments Inc. | Pittsburgh | PA | 01/2010 | 07/2023 |
| Commonwealth Financial Network | Waltham | MA | 07/2023 | Present |
| Cypress Wealth Management | Columbia | MD | 07/2023 | Present |
1. Owner of rental property located in Lexington Park, MD, as of 06/01/2014; 1% of time spent during business hours; Not conducted at branch location; Investment related. 2. Fixed insurance sales; as of 7/07/2023; 5% of time spent during business hours; Conducted at branch location; Investment related. 3. Owner, Sterling III Capital, LLC; an entity created for the purpose of buying, managing, and renting commercial real estate in Leonardtown, MD 20650, as of 05/22/2023; 5% of time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-14 |
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