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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-05-27 |
Branch Locations
5800 San Dario Ave, Laredo, TX 78040 • United States
1002 Matamoros, Laredo, TX 78040 • United States
1600 Ruben Torres Sr Blvd, Brownsville, TX 78521 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Laredo | TX | 05/2008 | Present |
1. IBC INVESTMENT SERVICES, DBA ONLY. 2. 08/15/2010 - DBA ONLY, FINANCIAL RESOURCES GROUP, 0% OF TIME SPENT. 3. 10/25/2011 - IBC BANK OWNS IBC INSURANCE AGENCY. AS A RESULT ALL FUTURE LIFE, HEALTH, DISABILITY, & LONG-TERM CARE INSURANCE BUSINESS WILL BE PROCESS BY THE IBC INVESTMENT ADVISORS THROUGH THAT AGENCY. - NON-VARIABLE INSURANCE - 5% OF TIME SPENT. 4. 1/23/2014: REAL ESTATE RENTAL - GLASS ONION - MY FATHER AND I ARE PARTNERS ON AN 8 UNIT RENTAL PROPERTY, PLUS WE OWN ANOTHER PIECE OF UNDEVELOPED LAND UNDER GLASS ONION LLC. NO CLIENTS OR OTHER ADVISORS ARE RENTERS OF THE PROPERTY. - TIME SPENT 1% - LAREDO, TX. 5. 11/19/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - CASA BETO, INC. - INVESTMENT RELATED - 0 HOURS PER MONTH - LAREDO, TX.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-11 |
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