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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2020-01-13 |
| MN | RA | APPROVED | 2014-11-07 |
Branch Locations
5024 S Bur Oak Pl Ste 117, Sioux Falls, SD 57108 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Ulm | MN | 11/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Sioux Falls | SD | 03/2020 | Present |
Board of Directors; Ducks Unlimited; Board Member; 45541 Jeremy DriveNew Ulm, MN 56073, ,; ; 11/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; BACC LLC; PPSP (Plan Production Service Provider) - Financial planning process; Do Joint meeting with Chad and his clients. Review their financial situation with advisor Chad and help establish recommendations in regard to their financial situation; ; 7300 S Moor Cross Dr, , Sioux Falls, SD, 57108; Investment-Related; 09/30/2022; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-09 |
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