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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-16 |
| TX | RA | APPROVED_RES | 2017-02-22 |
| MD | RA | APPROVED | 2009-05-15 |
Branch Locations
218 N. Washington Street Suite 37, Easton, MD 21601 • United States
100 West Road Suite 200, Towson, MD 21204 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Easton | MD | 05/2009 | Present |
1) NAME: Saints Peter and Paul Church Finance Council. INVESTMENT-RELATED: Yes. ADDRESS: 900 High Street Easton, MD 21601. NATURE OF BUSINESS: Religious. ROLE: Board Member. START DATE: 11/2016. APPRX # OF HOURS DEVOTED: 3 per month generally, none during securities trading hours. DUTIES IN ROLE: The church has several different investment accounts that we review quarterly for timing of cash needs, risk tolerance, asset allocation and performance. I have an active role in this process and can make recommendations, but the ultimate decisions are made by the Priest and Finance Director. 2) NAME AND OTHER BUSINESS: THE ORTHOPEDIC CENTER, 510 IDLEWILD AVENUE, EASTON, MD 21601 NATURE OF ENTITY: PHYSICIAN'S OFFICE ROLE IN OUTSIDE BUSINESS ACTIVITY: DIRECTOR, BOARD MEMBER RESPONSIBILITIES IN THIS ROLE: PARTNER/DIRECTOR/BOARD MEMBER IN PATNERSHIP - HUSBAND'S PRIMARY BUSINESS. Name/Address: Commissioner of Easton Utilities 201 N Washington Street Easton MD 21601 Start Date: 9/3/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-03 |
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