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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-06
IN RA APPROVED 2008-01-11
  • TX RA
    APPROVED_RES
    Since 2015-03-06
  • IN RA
    APPROVED
    Since 2008-01-11

Branch Locations

700 S. 9Th Street, Mitchell, IN 47446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Mitchell IN 01/2008 Present
Previous Registrations
Other Businesses

(1)Name of Business: Jamey Sullivan Address: 2835 N CR 100 W, Paoli, IN, 47454, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own some rental real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07
Other Names
  • James M Sullivan

View on SEC IAPD

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