Happy Lane Franklin

Current Employers

Employment History

• 07/2009 → 10/2020
  Sws Financial Services
  Dallas, TX
• 10/2020 → 06/2024
  Securities America, Inc
  Dallas, TX
• 10/2020 → 06/2024
  Securities America Advisors
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2020-10-23 → 2024-06-14
  Securities America Advisors, Inc.
  Dallas, TX
• 2009-07-22 → 2020-11-09
  Momentum Independent Network Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2008-01-01 → 2009-07-24
  Wells Fargo Clearing Services, Llc
  Dallas, TX
  Dallas, TX
• 2002-09-18 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Dallas, TX
  Dallas, TX
  St. Louis, MO

Other Businesses

1. NAVIGATION FINANCIAL GROUP - DBA 2. INSURANCE SALES POSITION: Financial Advisor NATURE: Insurance Sales-fixed annuities, life insurance, long term care insurance, disability insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2020 ADDRESS: 15770 N. Dallas Pkwy Ste 650, Dallas TX 75248 DESCRIPTION: Selling fixed annuities, variable annuities, life insurance, long term care insurance, disability insurance, etc. 3. ADVISORY POSITION: Financial Advisor NATURE: Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2020 ADDRESS: 15770 N. Dallas Pkwy Ste 650, Dallas TX 75248 DESCRIPTION: Advisory business 4. HAPPY FRANKLIN INVESTMENTS LLC POSITION: Wealth Planner NATURE: That is my LLC that I use for tax purposes. My advisory business is paid into my LLC bank account. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 15770 N. Dallas Parkway, Suite 650, Dallas TX 75248, United States DESCRIPTION: This OBA is strictly for tax reporting purposes. 5. ROTARY CLUB OF PARK CITIES BOARD POSITION: At Large Board Member NATURE: Will be serving as an at-large board member for our Rotary club from July 2025 to June 2026. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2025 ADDRESS: 8350 N. Central Expressway, Suite 1900, Dallas TX 75206, United States DESCRIPTION: Serving as a board member for our Rotary club. Will attend a monthly board member, around 1-2 club meetings a month.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-17
• S63 Uniform Securities Agent State Law Examination
  2001-10-04

Other Names

• Happy Jo Lane