Melinda Anderson Lassiter

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2005-10-10

VA RA
APPROVED

Since 2005-10-10

Branch Locations

Mechanicsville, VA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Princor Financial Services Corporation	Midlothian	VA	07/2001	Present
Principal Life Insurance Company	Midlothian	VA	07/2001	Present

07/2001 → Present

Princor Financial Services Corporation

Midlothian, VA
07/2001 → Present

Principal Life Insurance Company

Midlothian, VA

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2022 ADDRESS: 10449 Summer Grove Road, Mechanicsville VA 23116, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings at Principal.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-07
S63	Uniform Securities Agent State Law Examination	2002-04-26

S65 Uniform Investment Adviser Law Examination

2005-10-07
S63 Uniform Securities Agent State Law Examination

2002-04-26

Other Names

Melinda Anderson

View on SEC IAPD