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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2008-12-11 |
Branch Locations
118 N Cardinal Dr Ext Ste 102, Wilmington, NC 28405 • United States
Wilmington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wilmington | NC | 12/2008 | Present |
1. 12/3/2008: W KELLY LONG INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2) 04/23/2025 - Seagate Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 04/17/2025 - 20 Hrs/Mth - 2 Hrs During Trading. 3) 09/12/2025 - Carolinas - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 09/12/2025 - 40 Hrs/Mth - 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-07 |
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