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Daniel Wade Fletcher

Spc

Ann Arbor, MI

Greenwood, IN

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-07-01
  • IN RA
    APPROVED
    Since 2020-07-01

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

2020 South State Road 135 Suite 201, Greenwood, IN 46143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Indianapolis IN 06/2006 07/2020
Parkland Securities Llc Ann Arbor MI 07/2020 Present
Sigma Planning Corporation Ann Arbor MI 07/2020 Present
  • 06/2006 → 07/2020
    Woodbury Financial Services
    Indianapolis, IN
  • 07/2020 → Present
    Parkland Securities Llc
    Ann Arbor, MI
  • 07/2020 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2007-08-08 → 2020-07-03
    Woodbury Financial Services, Inc.
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

1. DBA - FLETCHER INVESTMENT MGMT; 6319 S EAST ST, INDIANAPOLIS IN 46227; INSURANCE; AGENT; 06/26/2006; 1HR/MON; 1HR/MON DURING TRADING; Securities, LIFE INSURANCE AND LTC. INV REL: Y 2. As an independently licensed insurance agent, I am appointed with various insurance companies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-16
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S66 Uniform Combined State Law Examination
    2006-08-16
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07
Other Names
  • Daniel Fletcher

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