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Mark Andrew Farina

Edward Jones

Glen Ellyn, IL

CRD 4423589

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
IL RA APPROVED 2007-02-07
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • IL RA
    APPROVED
    Since 2007-02-07

Branch Locations

800 Roosevelt Rd Building E Suite 425, Glen Ellyn, IL 60137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Baraboo WI 07/2001 Present
Other Businesses

For His Glory Works, LLC Type of business: Music Recording/Production Glen Ellyn, IL Start date: 8/29/2024 Manager Hours per week: 0 Hours during trading: 0 administrative duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-24
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S66 Uniform Combined State Law Examination
    2007-01-24
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07
Designations
  • Certified Financial Planner
Other Names
  • Mark Farina
  • Mark Andrew Farina

View on SEC IAPD

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