Michelle Lynn Herman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 06/2021
  Pnc Investments
  Cleveland, OH
• 07/2021 → 06/2026
  Ubs Financial Services Inc
  Cleveland, OH
• 06/2026 → Present
  Raymond James & Associates, Inc.
  Beachwood, OH

Previous Registrations

• 2021-07-01 → 2026-06-25
  Ubs Financial Services Inc.
  Cleveland, OH
  Pepper Pike, OH
  Aurora, OH
• 2010-08-20 → 2021-07-07
  Pnc Wealth Management Llc
  South Euclid, OH
  Cleveland, OH
  Lyndhurst, OH
  Willowick, OH
  Cleveland, OH
  Lyndhurst, OH
  South Euclid, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Lakewood, OH
  Brooklyn, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Lakewood, OH
  Brooklyn, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
  Mayfield Heights, OH
  Cleveland, OH
  Mayfield Heights, OH
  Mentor-On-The-Lake, OH
  Painesville, OH
  Highland, OH
  Chagrin Falls, OH
  Chagrin Falls, OH
  Cleveland, OH
  Beachwood, OH
  Pepper Pike, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-07
• S63 Uniform Securities Agent State Law Examination
  2003-02-11

Other Names

• Michelle Lynn Gromek