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Michelle Lynn Herman

Raymond James & Associates, Inc.

Beachwood, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-10
OH RA APPROVED 2026-06-16
  • TX RA
    APPROVED
    Since 2026-07-10
  • OH RA
    APPROVED
    Since 2026-06-16

Branch Locations

3300 Enterprise Parkway Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 11/2009 06/2021
Ubs Financial Services Inc Cleveland OH 07/2021 06/2026
Raymond James & Associates, Inc. Beachwood OH 06/2026 Present
Previous Registrations
  • 2021-07-01 → 2026-06-25
    Ubs Financial Services Inc.
    Cleveland, OH
    Pepper Pike, OH
    Aurora, OH
  • 2010-08-20 → 2021-07-07
    Pnc Wealth Management Llc
    South Euclid, OH
    Cleveland, OH
    Lyndhurst, OH
    Willowick, OH
    Cleveland, OH
    Lyndhurst, OH
    South Euclid, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Lakewood, OH
    Brooklyn, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Lakewood, OH
    Brooklyn, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Mayfield Heights, OH
    Cleveland, OH
    Mayfield Heights, OH
    Mentor-On-The-Lake, OH
    Painesville, OH
    Highland, OH
    Chagrin Falls, OH
    Chagrin Falls, OH
    Cleveland, OH
    Beachwood, OH
    Pepper Pike, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-07
S63 Uniform Securities Agent State Law Examination 2003-02-11
  • S65 Uniform Investment Adviser Law Examination
    2005-06-07
  • S63 Uniform Securities Agent State Law Examination
    2003-02-11
Other Names
  • Michelle Lynn Gromek

View on SEC IAPD

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Other Offices

NORTH STAR ADVISORY GROUP, LLC · BEACHWOOD, OH
CM WEALTH ADVISORS LLC · BEACHWOOD, OH
PHILIPP CAPITAL ADVISORS · BEACHWOOD, OH
TIDMORE RETIREMENT PLANNING SPECIALISTS · BEACHWOOD, OH
NEO INVESTMENT COUNSEL, LLC · CLEVELAND, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
C.N.M. MANAGEMENT, LLC · CLEVELAND, OH

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