John Joseph Horrigan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2001 → 01/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2001 → 01/2019
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 04/2012 → 01/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2019 → Present
  Lpl Financial Llc
  Annapolis, MD

Previous Registrations

• 2006-03-16 → 2019-01-16
  Northwestern Mutual Investment Services, Llc
  Annapolis, MD
  Ellicott City, MD
  Ellicott City, MD

Other Businesses

1. 11/01/2018 - DBA for LPL Business (entity for LPL business) - Wynn Point Financial LLC - 100% - INVESTMENT RELATED - ANNAPOLIS, MD 21401. 2) 04/15/2025 - Wynn Point Financial - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:04/11/2025 - 20 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-02-15
• S65 Uniform Investment Adviser Law Examination
  2006-03-09