Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-08
MD RA APPROVED 2007-08-03
VA RA APPROVED 2007-08-03
  • TX RA
    APPROVED_RES
    Since 2019-07-08
  • MD RA
    APPROVED
    Since 2007-08-03
  • VA RA
    APPROVED
    Since 2007-08-03

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reston VA 07/2007 Present
Bank Of America,N.A. Reston VA 06/2011 Present
Previous Registrations
  • 2007-04-02 → 2007-08-06
    Morgan Stanley & Co. Llc
    Reston, VA
  • 2002-06-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Reston, VA
    Reston, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-02
  • S66 Uniform Combined State Law Examination
    2001-10-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Reston, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor