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James Louis Houston

LPl Financial LLC

Fort Mill, SC

Apopka, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
FL RA APPROVED 2014-08-12
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • FL RA
    APPROVED
    Since 2014-08-12

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Apopka, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Apopka FL 07/2014 Present
Previous Registrations
  • 2013-07-30 → 2014-07-18
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Casselberry, FL
    Orlando, FL
    Clermont, FL
  • 2004-10-14 → 2013-01-17
    Msi Financial Services, Inc.
    Orlando, FL
    Tallahassee, FL
    Tallahassee, FL
    Orlando, FL
    Orlando, FL
  • 2001-09-14 → 2004-02-23
    Morgan Stanley Dw Inc.
    Ocala, FL
Other Businesses

(1) 07/03/2015: NO BUSINESS NAME - INV REL - 5771 KISLIN PLACE ORLANDO FL 32807 - REAL ESTATE RENTAL - START 11/09/2011 - NO TIME SPENT - PROPERTY OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-01
  • S66 Uniform Combined State Law Examination
    2001-11-01
Other Names
  • James Houston
  • James Louis Houston

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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