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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-30 |
| CA | RA | APPROVED | 2018-10-29 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | La Canada Flintridge | CA | 10/2015 | 11/2016 |
| Tiaa | Oakland | CA | 11/2016 | 09/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Oakland | CA | 11/2016 | 09/2018 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 10/2018 | 12/2021 |
| Jpmorgan Securities, Llc. | San Francisco | CA | 10/2018 | 12/2021 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 12/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 12/2021 | Present |
Effective 10/22/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-04 |
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