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Jocelyn Cates

Edward Jones

San Antonio, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-04-10
TX RA APPROVED 2017-04-10
  • MO RA
    APPROVED
    Since 2017-04-10
  • TX RA
    APPROVED
    Since 2017-04-10

Branch Locations

4040 Broadway Ste 512, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc San Antonio TX 09/2013 04/2017
Edward Jones St.LOuis MO 04/2017 Present
  • 09/2013 → 04/2017
    Investment Professionals Inc
    San Antonio, TX
  • 04/2017 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
  • 2013-09-16 → 2017-04-04
    Investment Professionals, Inc.
    San Antonio, TX
    San Antonio, TX
  • 2012-08-14 → 2013-09-19
    Valic Financial Advisors, Inc.
    Houston, TX
  • 2008-02-15 → 2012-08-10
    Usaa Financial Planning Services
    San Antonio, TX
    San Antonio, TX
  • 2006-07-06 → 2007-09-18
    Wells Fargo Investments, Llc
    El Paso, TX
    El Paso, TX
  • 2004-11-22 → 2006-04-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    El Paso, TX
    El Paso, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-19
  • S66 Uniform Combined State Law Examination
    2004-11-19
Designations
Other Names
  • Jocelyn Sanchez
  • Jocelyn Sanchez
  • Jocelyn Cates
  • Jocelyn Abernathy

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

More in San Antonio, TX

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