Kevin Joel Smith

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-27
CT	RA	APPROVED	2019-01-09
OH	RA	APPROVED	2010-03-22
MI	RA	APPROVED	2010-01-26
CA	RA	APPROVED	2009-07-09
NJ	RA	APPROVED	2009-06-18
PA	RA	APPROVED	2009-02-20

TX RA
APPROVED

Since 2025-08-27
CT RA
APPROVED

Since 2019-01-09
OH RA
APPROVED

Since 2010-03-22
MI RA
APPROVED

Since 2010-01-26
CA RA
APPROVED

Since 2009-07-09
NJ RA
APPROVED

Since 2009-06-18
PA RA
APPROVED

Since 2009-02-20

Branch Locations

1700 Westgate Drive Suite 103, York, PA 17408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	York	PA	02/2009	Present

02/2009 → Present

Janney Montgomery Scott Llc

York, PA

Other Businesses

#1 RENTAL PROPERTY; 348 HUNT CLUB RD, FAWN GROVE, PA 17321; POSITION/TITLE: 50% OWNER/CO-OWNER WITH SISTER/LANDLORD; START: INHERITED IN 1986; DEVOTES 2 HRS PER MONTH; COMPENSATED. #2 Leave a Legacy York County, 137 E. Market Street, York, PA; Position: Steering Committee Member; Duties: Meet quarterly with steering committee which is essentially a Board of Directors who guides the organization in its mission to promote and enhance philanthropy and charitable giving in York county; Devotes 1 hour per month; Not compensated. #3 Family First Health ("FFH"), York, PA; Not Investment Related; Nature: FFH is a recognized Patient-Centered Medical Home and provides team-based care with a focus on wellness and prevention. Its providers meet patients' needs through ongoing, consistent preventative care and deliver the full range of services for patients; Title/Position: Member, Finance Committee; Duties: Meet monthly to review financial standing of organization and provide related counsel to further the aims of the organization through prudent financial oversight; Devotes 1.5 hours/month; Not Compensated. #4 Women's Care Center, York PA; Not Investment Related; Nature: Health Care -Pro-life Women's Pregnancy and Resource Center; Title/Position: Board Member; Duties: Quarterly board meetings for a 3 year board term; Devotes 1 hour/month; Not compensated. #5 Kindness Worldwide, York, PA. Founder (10/17/2023) - Supports various initiatives to promote and spread Kindness, including annual proclamations of Kindness Week. Not investment related, not compensated, 40 hours/month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-03

S66 Uniform Combined State Law Examination

2001-08-03

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD