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Erik Jeffrey Stad

Valic Financial Advisors, Inc.

Palm Harbor, FL

Houston, TX

CRD 4422850

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-22
  • FL RA
    APPROVED
    Since 2018-01-22

Branch Locations

Palm Harbor, FL • United States

2929 Allen Parkway, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunamerica Asset Management New York NY 12/2000 11/2016
Sunamerica Capital Services, Inc. New York NY 07/2001 11/2016
Valic Financial Advisors, Inc. Houston TX 11/2016 Present
  • 12/2000 → 11/2016
    Sunamerica Asset Management
    New York, NY
  • 07/2001 → 11/2016
    Sunamerica Capital Services, Inc.
    New York, NY
  • 11/2016 → Present
    Valic Financial Advisors, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-05
S63 Uniform Securities Agent State Law Examination 2003-12-01
  • S65 Uniform Investment Adviser Law Examination
    2017-12-05
  • S63 Uniform Securities Agent State Law Examination
    2003-12-01

View on SEC IAPD

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