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2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-09 |
Branch Locations
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Investment Distributors | Chicago | IL | 10/2014 | 06/2019 |
| Vontobel Asset Management Incorporated | Chicago | IL | 06/2019 | 07/2023 |
| Vt Distributors, Llc | Chicago | IL | 02/2020 | 08/2023 |
| Sawgrass Asset Management Llc | Chicago | IL | 01/2024 | 03/2026 |
| Unemployed | Chicago | IL | 08/2023 | 01/2024 |
| Vp Distributors Llc | Chicago | IL | 03/2026 | Present |
| Kayne Anderson Rudnick | Chicago | IL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-23 |
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