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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| VT | RA | APPROVED | 2009-07-08 |
Branch Locations
105 West View Road 5Th Floor, Colchester, VT 05446 • United States
Colchester, VT • United States
Colchester, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Burlington | VT | 04/2016 | Present |
RED PINES CONDO ASSOCIATION; VT, USA; CONDO ASSOCIATION; BOARD MEMBER; 1 HOUR A WEEK OUTSIDE OFFICE HOURS *495823 - Four Paws at Home; Investment related No; Colchester, Vermont; pet sitting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 32; Administrative, Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Customer Service, Labor/Service *596652- Rental Property; Investment related -Yes; Colchester, Vermont; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-12 |
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