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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-18 |
Branch Locations
Woodbridge, CT • United States
73 Redding Road, Georgetown, CT 06829 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| K L Scianna Financial, Llc | Seymour | CT | 05/2018 | 01/2019 |
| Pruco Securities, Llc | Shelton | CT | 02/2019 | 03/2022 |
| The Prudential Insurance Company Of America | Shelton | CT | 02/2019 | 03/2022 |
| Massmutual Life Insurance Co | Norwalk | CT | 03/2022 | 05/2024 |
| Equitable Advisors, Llc | New York | NY | 10/2024 | 01/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2026 | Present |
| Victress Advisors, Llc | Woodbridge | CT | 03/2026 | Present |
| New York Life Insurance Co. | Stratford | CT | 03/2011 | 01/2019 |
| Nylife Securities Llc | Stratford | CT | 04/2011 | 01/2019 |
| Mml Investors Services, Llc | Norwalk | CT | 07/2022 | 05/2024 |
| Unemplyed | ?????????????????????????????????????? | CT | 05/2024 | 10/2024 |
| Victress Advisors, Llc | Woodbridge | CT | 03/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2003 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: VICTRESS ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: FOUNDER & OWNER APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 60 BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL PLANNING, ADVICE, RISK MANAGEMENT AND WEALTH MANAGEMENT SERVICES. 3. NAME OF OTHER BUSINESS: VICTRESS ADVISORS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PUBLIC SPEAKING AND CONSULTING START DATE: 12/2025 POSITION/TITLE/RELATIONSHIP: FOUNDER & OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PUBLIC SPEAKING, NETWORKING AND CONSULTING 4. NAME OF OTHER BUSINESS: BRAVE ENOUGH TO FAIL INVESTMENT RELATED: NO ADDRESS: 36 ASPETUCK VILLAGE, NEW MILFORD, CT 06776 NATURE OF BUSINESS: NON-PROFIT START DATE: 6/2025 POSITION/TITLE/RELATIONSHIP: VICE CHAIR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARD MEETINGS, RUN MEETINGS IN ABSENCE OF CHAIR, VET NEW BOARD MEMBERS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-10 |
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