Paul D. Clodfelter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2023-09-01
TX	RA	APPROVED_RES	2023-09-01

IN RA
APPROVED

Since 2023-09-01
TX RA
APPROVED_RES

Since 2023-09-01

Branch Locations

Greenwood, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Center Grove Schools	Greenwood	IN	08/1998	Present
Aig American General Life Insurance Company	Greenwood	IN	10/2002	Present
Sagepoint Financial, Inc	Greenwood	IN	01/2009	09/2023
Osaic Wealth, Inc.	Greenwood	IN	09/2023	Present

08/1998 → Present

Center Grove Schools

Greenwood, IN
10/2002 → Present

Aig American General Life Insurance Company

Greenwood, IN
01/2009 → 09/2023

Sagepoint Financial, Inc

Greenwood, IN
09/2023 → Present

Osaic Wealth, Inc.

Greenwood, IN

Previous Registrations

2017-06-20 → 2023-09-01

Osaic Services, Inc.

Greenwood, IN

Other Businesses

1. CLODFELTER INSURANCE SERVICES, INDEPENDENT INSURANCE SALES, COMMENCED 6/2002, SOLE PROPRIETORSHIP, 5% TIME SPENT, 100% OWNERSHIP, AGENT/REP; 2. CENTER GROVE CSC, INDEPENDENT SCHOOL DISTRICT, COMMENCED 8/1997, CORPORATION, 33% TIME SPENT, 0% OWNERSHIP, TEACHER 3. EXECUTIVE DIRECTOR OF NEW VANTAGE CONCEPTS. (DBA THE BALCONY BAR) MY WIFE IS A 1/3 OWNER. CURRENTLY NO REVENUE IN GENERATED FROM THIS BUSINESS. 4. REAL ESTATE, NO, PAUL & LAURIE CLDFELTER, PARTNERSHIP, GREENWOOD IN, 8/10/2007, 2 HRS/MO, 1 DURING TRADING HRS, OWN 2 RENTAL PROPERTIES. 5. PAUL AND LAURIE CLODFELTER, NO, PARTNERSHIP, 3630 SOUTHWIND PT. GREENWOOD IN. 46142, PARTNER, 08/10/2007, 2 HOURS PER MONTH, 1 HOURS DURING TRADING HOURS. 6. SPORTS OFFICIAL POSITION: Official NATURE: I officiate high school football and basketball games. About 30 a year. Income of about $2,000 annually. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: 3630 SOUTHWIND PT, GREENWOOD IN 46142, United States DESCRIPTION: Officiate sports games.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-02
S63	Uniform Securities Agent State Law Examination	2001-07-25

S65 Uniform Investment Adviser Law Examination

2017-06-02
S63 Uniform Securities Agent State Law Examination

2001-07-25

View on SEC IAPD