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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-12-07
DC RA APPROVED 2013-04-17
TX RA APPROVED_RES 2013-04-10
  • VA RA
    APPROVED
    Since 2020-12-07
  • DC RA
    APPROVED
    Since 2013-04-17
  • TX RA
    APPROVED_RES
    Since 2013-04-10

Branch Locations

Mclean, VA • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 04/2013 Present
Bank Of America, N.A. Washington DC 06/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-18
S63 Uniform Securities Agent State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2008-06-18
  • S63 Uniform Securities Agent State Law Examination
    2001-08-23

View on SEC IAPD

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