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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-05-30 |
| NC | RA | APPROVED | 2024-05-30 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 05/2005 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2005 | 11/2020 |
| Unemployed | Charlotte | NC | 11/2020 | 06/2021 |
| Wells Fargo | Charlotte | NC | 06/2021 | 10/2021 |
| Principal Life Insurance Company | Charlotte | NC | 10/2021 | Present |
| Principal Securities, Inc. | Charlotte | NC | 10/2021 | Present |
| Principal Advised Services | Charlotte | NC | 04/2024 | Present |
**I RUN ZERO, INC. POSITION: Owner/President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 8307 County Downs Lane, Charlotte NC 28270, United States DESCRIPTION: President/owner, retail - selling bumper stickers. **PRINCIPAL ADVISED SERVICES POSITION POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL BANK POSITION POSITION: Retirement Consultant NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **DBA GARY STEWART POSITION: Co-owner of property with my brother NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 8307 County Downs Lane, Charlotte NC 28270, United States DESCRIPTION: Brother and I inherited property when my dad passed away. The property has a house with renters. We are receiving rental income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-30 |
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