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Matthew Robert Carrier

Morgan Stanley

Tulsa, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-09-16
TX RA APPROVED_RES 2024-09-16
  • OK RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED_RES
    Since 2024-09-16

Branch Locations

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/2016 05/2017
Bank Of America, N.A. Los Angeles CA 02/2016 05/2017
Hsbc Bank Usa, N.A. Beverly Hills CA 05/2017 09/2024
Hsbc Securities Usa, Inc. Beverly Hills CA 05/2017 09/2024
Morgan Stanley Smith Barney Llc Tulsa OK 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 02/2016 → 05/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 02/2016 → 05/2017
    Bank Of America, N.A.
    Los Angeles, CA
  • 05/2017 → 09/2024
    Hsbc Bank Usa, N.A.
    Beverly Hills, CA
  • 05/2017 → 09/2024
    Hsbc Securities Usa, Inc.
    Beverly Hills, CA
  • 09/2024 → Present
    Morgan Stanley Smith Barney Llc
    Tulsa, OK
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-14
S63 Uniform Securities Agent State Law Examination 2001-12-19
  • S65 Uniform Investment Adviser Law Examination
    2016-04-14
  • S63 Uniform Securities Agent State Law Examination
    2001-12-19
Other Names
  • Matthew Robert Carrier
  • Matthew Carrier

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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