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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-04 |
| TX | RA | APPROVED | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Greensboro | NC | 09/2005 | 03/2019 |
| Mml Investors Services, Llc | Greensboro | NC | 09/2005 | 03/2019 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2026 | Present |
| Unemployed | Concord | NC | 02/2026 | 04/2026 |
| Principal Life Insurance Company | Charlotte | NC | 04/2019 | 01/2026 |
| Principal Securities, Inc. | Charlotte | NC | 04/2019 | 01/2026 |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CONCORD, NC NATURE OF BUSINESS: INSURANCE PRODUCER POSITION: N/A START DATE: 06/2001 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-17 |
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