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Ryan Oneil Marsh

Vanguard Advisers, Inc.

Charlotte, NC

CRD 4421910

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-04
TX RA APPROVED 2026-06-04
  • NC RA
    APPROVED
    Since 2026-06-04
  • TX RA
    APPROVED
    Since 2026-06-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Greensboro NC 09/2005 03/2019
Mml Investors Services, Llc Greensboro NC 09/2005 03/2019
The Vanguard Group, Inc. Charlotte NC 05/2026 Present
Vanguard Marketing Corporation Charlotte NC 05/2026 Present
Vanguard Advisers, Inc. Charlotte NC 05/2026 Present
Unemployed Concord NC 02/2026 04/2026
Principal Life Insurance Company Charlotte NC 04/2019 01/2026
Principal Securities, Inc. Charlotte NC 04/2019 01/2026
  • 09/2005 → 03/2019
    Massmutual Life Insurance Company
    Greensboro, NC
  • 09/2005 → 03/2019
    Greensboro, NC
  • 05/2026 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2026 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2026 → Present
    Charlotte, NC
  • 02/2026 → 04/2026
    Unemployed
    Concord, NC
  • 04/2019 → 01/2026
    Principal Life Insurance Company
    Charlotte, NC
  • 04/2019 → 01/2026
    Charlotte, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CONCORD, NC NATURE OF BUSINESS: INSURANCE PRODUCER POSITION: N/A START DATE: 06/2001 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-30
S63 Uniform Securities Agent State Law Examination 2001-07-17
  • S65 Uniform Investment Adviser Law Examination
    2017-12-30
  • S63 Uniform Securities Agent State Law Examination
    2001-07-17
Other Names
  • Ryan Marsh
  • Ryan Oneil Marsh

View on SEC IAPD

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