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600 University Park Place Suite 501, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-10-30 |
| TX | RA | APPROVED | 2024-10-30 |
Branch Locations
303 N 7Th Street, Canon City, CO 81212 • United States
600 University Park Place Suite 501, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mueller And Associates Pc | Canon City | CO | 06/1983 | Present |
| Mueller Financial Soultions Co. | Canon City | CO | 06/1997 | Present |
| Waverly Advisors, Llc | Canon City | CO | 10/2024 | Present |
(1.) NAME OF OBA: SILOAM Stone, Inc.; ADDRESS: Canon City, Co; NATURE: FAMILY STONE COMPANY; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: SHAREHOLDER & TREASURER; DUTIES: ATTEND BOARD MEETINGS AND VARIOUS FINANCIAL AND OPERATIONAL MATTERS; START DATE: ONGOING; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2; (2.) NAME OF OBA: TREVOR GRAVES TRUST; ADDRESS: CANON CITY, CO; NATURE: TRUSTEESHIP; INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OBA: TRUSTEE OF ESTATE OF RICHARD GRAVES TRUST; DUTIES: MAKE REQUIRED DISTRIBUTIONS; START DATE: 01/2018; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (3.) NAME OF OBA: PLAZA INVESTMENT CO., LLC; ADDRESS: CANON CITY, CO; NATURE: COMMERCIAL RENTAL BUILDING; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: MANAGING MEMBER; DUTIES: RENTAL PROPERTY MANAGEMENT, INCLUDING PAYING RENT AND BILLS; START DATE: ONGOING; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 4; (4.) NAME OF OBA: CANON MEDICAL CENTER, LLC; ADDRESS: CANON CITY, CO; NATURE: COMMERCIAL RENTAL BUILDING; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: RENTAL PROPERTY MANAGEMENT; DUTIES: COLLECT PAYMENT START DATE: ONGOING; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2
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