Jeffrey Lawrence Mueller

Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-10-30
TX	RA	APPROVED	2024-10-30

CO RA
APPROVED

Since 2024-10-30
TX RA
APPROVED

Since 2024-10-30

Branch Locations

303 N 7Th Street, Canon City, CO 81212 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mueller And Associates Pc	Canon City	CO	06/1983	Present
Mueller Financial Soultions Co.	Canon City	CO	06/1997	Present
Waverly Advisors, Llc	Canon City	CO	10/2024	Present

06/1983 → Present

Mueller And Associates Pc

Canon City, CO
06/1997 → Present

Mueller Financial Soultions Co.

Canon City, CO
10/2024 → Present

Waverly Advisors, Llc

Canon City, CO

Previous Registrations

1999-01-01 → 2025-01-13

Mueller Financial Solutions Co.

Canon City, CO

Canon City, CO

Other Businesses

(1.) NAME OF OBA: SILOAM Stone, Inc.; ADDRESS: Canon City, Co; NATURE: FAMILY STONE COMPANY; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: SHAREHOLDER & TREASURER; DUTIES: ATTEND BOARD MEETINGS AND VARIOUS FINANCIAL AND OPERATIONAL MATTERS; START DATE: ONGOING; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2; (2.) NAME OF OBA: TREVOR GRAVES TRUST; ADDRESS: CANON CITY, CO; NATURE: TRUSTEESHIP; INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OBA: TRUSTEE OF ESTATE OF RICHARD GRAVES TRUST; DUTIES: MAKE REQUIRED DISTRIBUTIONS; START DATE: 01/2018; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (3.) NAME OF OBA: PLAZA INVESTMENT CO., LLC; ADDRESS: CANON CITY, CO; NATURE: COMMERCIAL RENTAL BUILDING; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: MANAGING MEMBER; DUTIES: RENTAL PROPERTY MANAGEMENT, INCLUDING PAYING RENT AND BILLS; START DATE: ONGOING; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 4; (4.) NAME OF OBA: CANON MEDICAL CENTER, LLC; ADDRESS: CANON CITY, CO; NATURE: COMMERCIAL RENTAL BUILDING; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: RENTAL PROPERTY MANAGEMENT; DUTIES: COLLECT PAYMENT START DATE: ONGOING; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2